CWB-Management Proxy Circular-2024-EN

INCENTIVE PLAN AWARDS

All stock option-based and share-based awards held by NEOs that were outstanding as of October 31, 2023 follow:

Share-Based Awards (1)

Stock Option-Based Awards

Number of Securities Underlying Unexercised Options (#)

Value of Unexercised In- The-Money Stock Options (2) ($)

Market or Payout Value of Share-Based Awards that have not Vested (3) ($)

Stock Option Exercise Price ($)

Stock Option Expiration Date

Number of Shares or Units of Shares that have not Vested (#)

Grant Date

10-Mar-2017

50,350

30.853

09-Mar-2024

-

-

-

16-Mar-2018

38,045

35.154

15-Mar-2025

-

-

-

15-Mar-2019

51,218

29.433

14-Mar-2026

-

-

-

13-Dec-2019

57,884

31.927

12-Dec-2026

-

-

-

14-Dec-2020

49,412

29.067

13-Dec-2027

-

-

-

Christopher H. Fowler President and CEO

13-Dec-2021

41,106

37.033

12-Dec-2028

-

-

-

13-Dec-2021

-

-

-

25,749

707,585

12-Dec-2022

83,333

24.234

11-Dec-2029

270,499

-

-

12-Dec-2022

-

-

45,411

1,247,904

Totals

371,348

270,499

71,160

1,955,489

15-Mar-2019

5,957

29.433

14-Mar-2026

-

-

-

13-Dec-2019

8,537

31.927

12-Dec-2026

-

-

-

14-Dec-2020

11,767

29.067

13-Dec-2027

-

-

-

13-Dec-2021

11,517

37.033

12-Dec-2028

-

-

-

R. Matthew Rudd CFO

13-Dec-2021

-

-

-

7,214

198,243

12-Dec-2022

21,521

24.234

11-Dec-2029

69,857

-

-

12-Dec-2022

-

-

-

11,727

322,259

Totals

59,299

69,857

18,941

520,502

10-Mar-2017

15,178

30.853

09-Mar-2024

-

-

-

16-Mar-2018

14,863

35.154

15-Mar-2025

-

-

-

15-Mar-2019

20,691

29.433

14-Mar-2026

-

-

-

13-Dec-2019

22,400

31.927

12-Dec-2026

-

-

-

14-Dec-2020

19,122

29.067

13-Dec-2027

-

-

-

Stephen H.E. Murphy Group Head, CPW

13-Dec-2021

15,907

37.033

12-Dec-2028

-

-

-

13-Dec-2021

-

-

-

9,964

273,812

12-Dec-2022

27,511

24.234

11-Dec-2029

89,301

-

-

12-Dec-2022

-

-

-

14,991

411,957

Totals

135,672

89,301

24,955

685,769

13-Dec-2021

41,106

37.033

12-Dec-2028

-

-

-

13-Dec-2021

-

-

-

7,991

219,597

13-Dec-2021

-

-

-

5,920

162,673

M. Carolina Parra CRO

12-Dec-2022

21,521

24.234

11-Dec-2029

69,857

-

-

12-Dec-2022

-

-

11,727

322,259

Totals

62,627

69,857

25,638

704,529

59 | Canadian Western Bank- Management Proxy Circular

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