INCENTIVE PLAN AWARDS
All stock option-based and share-based awards held by NEOs that were outstanding as of October 31, 2023 follow:
Share-Based Awards (1)
Stock Option-Based Awards
Number of Securities Underlying Unexercised Options (#)
Value of Unexercised In- The-Money Stock Options (2) ($)
Market or Payout Value of Share-Based Awards that have not Vested (3) ($)
Stock Option Exercise Price ($)
Stock Option Expiration Date
Number of Shares or Units of Shares that have not Vested (#)
Grant Date
10-Mar-2017
50,350
30.853
09-Mar-2024
-
-
-
16-Mar-2018
38,045
35.154
15-Mar-2025
-
-
-
15-Mar-2019
51,218
29.433
14-Mar-2026
-
-
-
13-Dec-2019
57,884
31.927
12-Dec-2026
-
-
-
14-Dec-2020
49,412
29.067
13-Dec-2027
-
-
-
Christopher H. Fowler President and CEO
13-Dec-2021
41,106
37.033
12-Dec-2028
-
-
-
13-Dec-2021
-
-
-
25,749
707,585
12-Dec-2022
83,333
24.234
11-Dec-2029
270,499
-
-
12-Dec-2022
-
-
45,411
1,247,904
Totals
371,348
270,499
71,160
1,955,489
15-Mar-2019
5,957
29.433
14-Mar-2026
-
-
-
13-Dec-2019
8,537
31.927
12-Dec-2026
-
-
-
14-Dec-2020
11,767
29.067
13-Dec-2027
-
-
-
13-Dec-2021
11,517
37.033
12-Dec-2028
-
-
-
R. Matthew Rudd CFO
13-Dec-2021
-
-
-
7,214
198,243
12-Dec-2022
21,521
24.234
11-Dec-2029
69,857
-
-
12-Dec-2022
-
-
-
11,727
322,259
Totals
59,299
69,857
18,941
520,502
10-Mar-2017
15,178
30.853
09-Mar-2024
-
-
-
16-Mar-2018
14,863
35.154
15-Mar-2025
-
-
-
15-Mar-2019
20,691
29.433
14-Mar-2026
-
-
-
13-Dec-2019
22,400
31.927
12-Dec-2026
-
-
-
14-Dec-2020
19,122
29.067
13-Dec-2027
-
-
-
Stephen H.E. Murphy Group Head, CPW
13-Dec-2021
15,907
37.033
12-Dec-2028
-
-
-
13-Dec-2021
-
-
-
9,964
273,812
12-Dec-2022
27,511
24.234
11-Dec-2029
89,301
-
-
12-Dec-2022
-
-
-
14,991
411,957
Totals
135,672
89,301
24,955
685,769
13-Dec-2021
41,106
37.033
12-Dec-2028
-
-
-
13-Dec-2021
-
-
-
7,991
219,597
13-Dec-2021
-
-
-
5,920
162,673
M. Carolina Parra CRO
12-Dec-2022
21,521
24.234
11-Dec-2029
69,857
-
-
12-Dec-2022
-
-
11,727
322,259
Totals
62,627
69,857
25,638
704,529
59 | Canadian Western Bank- Management Proxy Circular
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