CWBFG Sustainability Report 2022

Supplemental reporting

Table of Contents

Maintain a foundation of trust

Obsessed with your success

Manage our impact responsibly

Overview

Appendices

Incorporation of Environmental, Social, and Governance Factors

FN-AC-410a.1

Amount of assets under management, by asset class, that employ (1) integration of environmental, social, and governance (ESG) issues, (2) sustainability themed investing, and (3) screening Description of approach to incorporation of environmental, social, and governance (ESG) factors in investment and/or wealth management processes and strategies

In 2022, CWB Wealth became a signatory to the PRI and is currently formalizing an approach to integrate ESG factors into investment analysis and decision-making processes. Refer to the Responsible wealth management practices section on page 47 of this report for more information.

FN-AC-410a.2

FN-AC-410a.3

Description of proxy voting and investee engagement policies and procedures

Refer to page 29 of our 2022 Annual Report (Table 11 - Outstanding Loans by Industry Sector) for a percentage breakdown of our loan portfolio by industry sector.

FN-CB-410a.1

Commercial and industrial credit exposure, by industry

FN-CB-410a.2

Refer to the Social and environmental risk management and TCFD risk management sections of this report on pages 54 and 61 , respectively, for information on our approach to integrate ESG factors into our Risk Management framework.

Description of approach to incorporation of environmental, social, and governance (ESG) factors in credit analysis

Business Ethics

FN-AC-510a.1 FN-CB-510a.1

Total amount of monetary losses as a result of legal proceedings associated with fraud, insider trading, anti-trust, anti- competitive behavior, market manipulation, malpractice, or other related financial industry laws or regulations

We provide disclosure regarding material legal proceedings to which CWB is party, if any, on page 99 of our 2022 Annual Report (Note 17 - Contingent Liabilities and Commitments). We do not expect outcomes of any legal proceedings, individually or in aggregate, to have a material effect on the consolidated financial position or the results of our operations.

Refer to the Business ethics and integrity section on page 15 of this report for information about our ethics program.

FN-AC-510a.2 FN-CB-510a.2

Description of whistleblower policies and procedures

69 2022 SUSTAINABILITY REPORT AND PUBLIC ACCOUNTABILITY STATEMENT

Powered by