CWB-Management Proxy Circular-2023-EN

INCENTIVE PLAN AWARDS

All stock option-based and share-based awards held by NEOs that were outstanding as of October 31, 2022 follow:

Share-Based Awards (1)

Stock Option-Based Awards

Number of Securities Underlying Unexercised Options (#)

Market or Payout Value of Share- Based Awards that have not Vested (3) ($)

Value of Unexercised In- The-Money Stock Options (2) ($)

Number of Shares or Units of Shares that have not Vested (#)

Stock Option Exercise Price ($)

Stock Option Expiration Date

Grant Date

10-Mar-2017

50,350

30.853

09-Mar-2024

-

-

-

16-Mar-2018

38,045

35.154

15-Mar-2025

-

-

-

15-Mar-2019

51,218

29.433

14-Mar-2026

-

-

-

13-Dec-2019

57,884

31.927

12-Dec-2026

-

-

-

08-Jun-2020

-

-

-

-

4,171

98,849

Christopher H. Fowler President and CEO

14-Dec-2020

49,412

29.067

13-Dec-2027

-

-

-

14-Dec-2020

-

-

-

-

32,269

764,771

13-Dec-2021

41,106

37.033

12-Dec-2028

-

-

-

13-Dec-2021

-

-

-

-

24,462

579,747

Totals

288,015

-

60,902

1,443,367

15-Mar-2019

5,957

29.433

14-Mar-2026

-

-

-

13-Dec-2019

8,537

31.927

12-Dec-2026

-

-

-

08-Jun-2020

-

-

-

-

1,107

26,241

14-Dec-2020

11,767

29.067

13-Dec-2027

-

-

-

R. Matthew Rudd CFO

14-Dec-2020

-

-

-

-

7,685

182,128

13-Dec-2021

11,517

37.033

12-Dec-2028

-

-

-

13-Dec-2021

-

-

-

-

6,854

162,430

Totals

37,778

-

15,646

370,799

10-Mar-2017

15,178

30.853

09-Mar-2024

-

-

-

16-Mar-2018

14,863

35.154

15-Mar-2025

-

-

-

15-Mar-2019

20,691

29.433

14-Mar-2026

-

-

-

13-Dec-2019

22,400

31.927

12-Dec-2026

-

-

-

08-Jun-2020

-

-

-

-

1,615

38,264

Stephen H.E. Murphy Group Head, CPW

14-Dec-2020

19,122

29.067

13-Dec-2027

-

-

-

14-Dec-2020

-

-

-

-

12,488

295,959

13-Dec-2021

15,907

37.033

12-Dec-2028

-

-

-

13-Dec-2021

-

-

-

-

9,466

224,347

Totals

108,161

-

23,568

558,570

Canadian Western Bank- Management Proxy Circular | 62

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